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Detailed Report
IVONA MALGORZATA KOSTULAK
IWONA MALGORZATA KNASZAK, IWONA MALGORZATA KOSTULAK
CRD#: 4052839
IA
Investment Adviser
B
Broker
FROST INVESTMENT SERVICESCRD#: 286129 5656 BEE CAVE RD
WEST LAKE HILLS, TX 78746
FROST BROKERAGE SERVICES, INC.CRD#: 17465 5656 BEE CAVES RD
AUSTIN, TX 78746
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2004 (1 year)IAFROST INVESTMENT SERVICES (CRD# 286129)2022 - Present (3 years)BFROST BROKERAGE SERVICES, INC. (CRD# 17465)2004 - Present (20 years)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2001 (1 year)IAFROST INVESTMENT SERVICES (CRD# 286129)2017 - 2021 (4 years)
License(s)

State Registrations

B
Arizona 1/10/2024
B
Massachusetts 1/10/2024
B
California 10/22/2014
B
Minnesota 1/10/2024
IA
Colorado 9/14/2023
B
Montana 11/4/2022
B
Colorado 12/26/2023
B
New Mexico 1/10/2024
B
Florida 1/10/2024
B
Oklahoma 1/10/2024
B
Illinois 12/22/2023
B
Texas 12/10/2004
IA
Illinois 1/3/2024
IA
Texas 1/26/2022
B
Indiana 1/10/2024
B
Washington 1/10/2024
B
Kansas 1/10/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FROST INVESTMENT SERVICES (CRD#:286129)
5656 BEE CAVE RD, WEST LAKE HILLS, TX 78746
Registered with this firm since 1/26/2022
B
FROST BROKERAGE SERVICES, INC. (CRD#:17465)
5656 BEE CAVES RD, AUSTIN, TX 78746
Registered with this firm since 12/10/2004
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/08/2017 - 12/31/2021 FROST INVESTMENT SERVICES (CRD#:286129) Austin, TX
IA
 01/14/2003 - 11/22/2004 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) CORPUS CHRISTI, TX
B
 01/17/2003 - 11/22/2004 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 01/20/2000 - 05/07/2001 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.