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KAREN MARIE EMMA
KAREN EMMA WALSH
CRD#: 4051573
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 945 RESERVOIR AVENUE
CRANSTON, RI 02910
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2007 - Present (18 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1999 - 2007 (7 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2000 - 2007 (6 years)
Disclosure(s)
View By:
4/4/2024
Customer Dispute
Denied
4/12/2016
Customer Dispute
Denied
10/15/2010
Customer Dispute
Settled
License(s)

State Registrations

B
Colorado 3/7/2012

B
North Carolina 9/19/2024

B
Connecticut 1/12/2007

B
Ohio 9/11/2009

IA
Connecticut 10/13/2021

IA
Ohio 1/30/2012

B
Delaware 1/10/2017

B
Oregon 10/27/2021

B
Florida 1/12/2007

B
Pennsylvania 7/23/2010

IA
Florida 6/4/2024

IA
Pennsylvania 10/13/2021

B
Illinois 5/24/2013

B
Rhode Island 1/12/2007

B
Indiana 12/6/2016

IA
Rhode Island 1/16/2007

IA
Indiana 12/8/2016

B
South Carolina 12/15/2021

B
Massachusetts 1/12/2007

IA
South Carolina 12/15/2021

IA
Massachusetts 5/8/2012

B
Tennessee 5/8/2019

B
Michigan 10/15/2021

B
Texas 2/3/2017

B
Minnesota 4/7/2022

IA
Texas 2/3/2017

B
New Hampshire 1/12/2007

B
Vermont 10/14/2021

B
New Jersey 1/12/2007

B
Virginia 9/23/2009

B
New York 1/12/2007

B
Wisconsin 1/12/2007

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
945 RESERVOIR AVENUE, CRANSTON, RI 02910
Registered with this firm since 1/16/2007

B
OSAIC WEALTH, INC. (CRD#:23131)
945 RESERVOIR AVENUE, CRANSTON, RI 02910
Registered with this firm since 1/12/2007

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/08/2000 - 01/25/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PROVIDENCE, RI
B
12/09/1999 - 01/25/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PROVIDENCE, RI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.