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Detailed Report
MATTHEW WILLIAM KARIS
CRD#: 4050651
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 4200 Northside Parkway NW, Building One, Suite 200
Atlanta, GA 30327
LPL FINANCIAL LLCCRD#: 6413 4200 NORTHSIDE PKWY; BLDG. 1 STE. 200
ATLANTA, GA 30327
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2008 (3 years)2 FIRMS2008 - 2010 (2 years)2 FIRMS2010 - 2011 (1 year)2 FIRMS2011 - 2018 (6 years)2 FIRMS2018 - Present (6 years)BSUNTRUST SECURITIES, INC. (CRD# 17499)2000 - 2004 (4 years)BJ.P. TURNER & COMPANY, L.L.C. (CRD# 43177)1999 - 2000 (<1 year)IALPL FINANCIAL LLC (CRD# 6413)2018 - 2018 (<1 year)IASAGE CAPITAL HOLDINGS, LLC (CRD# 154306)2011 - 2011 (<1 year)
License(s)

State Registrations

B
Alabama 2/14/2018
B
Massachusetts 2/26/2018
B
California 2/14/2018
B
Michigan 2/14/2018
B
Colorado 2/14/2018
B
Nevada 2/14/2018
B
Florida 2/14/2018
B
North Carolina 2/14/2018
IA
Florida 9/9/2024
B
Ohio 2/14/2018
B
Georgia 2/14/2018
B
Pennsylvania 2/14/2018
IA
Georgia 4/5/2018
B
South Carolina 2/14/2018
B
Illinois 2/14/2018
B
Virginia 2/14/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
4200 Northside Parkway NW, Building One, Suite 200, Atlanta, GA 30327
Miramar Beach, FL
Registered with this firm since 4/5/2018
B
LPL FINANCIAL LLC (CRD#:6413)
4200 NORTHSIDE PKWY; BLDG. 1 STE. 200, ATLANTA, GA 30327
ATLANTA, GA
Registered with this firm since 2/14/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/14/2018 - 12/31/2018 LPL FINANCIAL LLC (CRD#:6413) MONTGOMERY, AL
IA
 10/06/2011 - 02/20/2018 INVEST FINANCIAL CORPORATION (CRD#:12984) ATLANTA, GA
B
 10/05/2011 - 02/14/2018 INVEST FINANCIAL CORPORATION (CRD#:12984) ATLANTA, GA
IA
 03/24/2011 - 10/07/2011 SAGE CAPITAL HOLDINGS, LLC (CRD#:154306) ATLANTA, GA
B
 03/02/2010 - 10/07/2011 SAGE SOUTHEASTERN SECURITIES, INC. (CRD#:144051) ATLANTA, GA
IA
 06/02/2010 - 03/28/2011 SAGE SOUTHEASTERN SECURITIES, INC. (CRD#:144051) ATLANTA, GA
B
 06/12/2008 - 06/25/2010 FIRST LEGACY SECURITIES, LLC (CRD#:47079) ATLANTA, GA
IA
 06/30/2008 - 04/27/2010 FIRST LEGACY SECURITIES, LLC (CRD#:47079) ATLANTA, GA
IA
 08/18/2004 - 06/17/2008 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) ATLANTA, GA
B
 08/12/2004 - 06/17/2008 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) ATLANTA, GA
B
 05/10/2000 - 07/22/2004 SUNTRUST SECURITIES, INC. (CRD#:17499) ATLANTA, GA
B
 12/08/1999 - 05/11/2000 J.P. TURNER & COMPANY, L.L.C. (CRD#:43177) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.