Individual Firm
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JULIE MARIE ENDICOTT
JULIE MARIE GNEISER
CRD#: 4048022
IA
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LVZ, INC.CRD#: 124228 Green Lake, WI
0
Disclosures
23
Years of Experience
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State Registrations
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Tennessee 3/14/2024
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Wisconsin 9/11/2023
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/14/2014 - 10/05/2022 | NEENAH, WI | |
B | 11/14/2014 - 10/05/2022 | NEENAH, WI | |
IA | 06/21/2007 - 11/25/2014 | NEEHAH, WI | |
B | 09/15/2006 - 11/25/2014 | NEEHAH, WI | |
B | 11/12/2001 - 09/19/2006 | NEENAH, WI | |
B | 02/23/2001 - 11/15/2001 | GREENWOOD VILLAGE, CO | |
B | 06/19/2000 - 02/22/2001 | DULUTH, GA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.