Individual Firm
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ROBERT ALLAN ROSENTHAL
CRD#: 404758
IA
B
MORGAN STANLEYCRD#: 149777 7733 Forsyth Boulevard
Suite 2100
Clayton, MO 63105
Suite 2100
Clayton, MO 63105
0
Disclosures
56
Years of Experience
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State Registrations
B
Arizona 4/21/2017
B
Missouri 6/1/2009
B
California 6/1/2009
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Missouri 6/1/2009
B
Colorado 6/1/2009
B
Nebraska 6/1/2009
B
Connecticut 9/22/2009
B
Nevada 1/22/2021
B
Florida 6/1/2009
B
New Hampshire 6/13/2018
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Florida 6/1/2009
B
New York 6/1/2009
B
Georgia 6/1/2009
B
North Carolina 6/1/2009
B
Illinois 6/1/2009
B
Pennsylvania 10/7/2014
B
Kansas 6/1/2009
B
South Carolina 3/4/2021
B
Kentucky 3/9/2022
B
Texas 6/1/2009
B
Louisiana 1/15/2021
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Texas 2/19/2020
B
Maryland 6/1/2009
B
Virginia 6/1/2009
B
Massachusetts 6/1/2009
B
Washington 3/12/2021
B
Michigan 6/1/2009
B
Wisconsin 5/27/2022
B
Minnesota 6/1/2009
SRO Registrations
B
B
B
B
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Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/01/1995 - 06/01/2009 | NAPLES, FL | |
B | 05/22/1989 - 06/01/2009 | NAPLES, FL | |
B | 01/06/1977 - 06/21/1989 | ||
B | 02/06/1976 - 01/06/1977 | ||
B | 05/13/1974 - 02/06/1976 | ||
B | 01/15/1973 - 05/17/1974 | ||
B | 09/25/1968 - 02/11/1973 |
02/06/1976 - 01/06/1977
05/13/1974 - 02/06/1976
01/15/1973 - 05/17/1974
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.