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LINDA NETJES
LINDA MACK
CRD#: 4046400
IA
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WELLS FARGO ADVISORSCRD#: 19616 SCOTTSDALE, AZ
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Disclosures
25
Years of Experience
View By:
State Registrations
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Arizona 1/3/2011
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Minnesota 11/4/2013
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Arizona 5/19/2021
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Missouri 1/3/2011
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California 1/3/2011
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Nebraska 6/28/2021
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California 1/3/2011
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New Jersey 1/3/2011
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Colorado 1/3/2011
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New York 1/3/2011
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Connecticut 7/8/2022
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North Dakota 1/18/2024
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Delaware 1/8/2025
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Ohio 8/15/2012
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Florida 1/3/2011
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Oregon 5/16/2023
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Georgia 1/3/2011
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Pennsylvania 11/8/2019
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Illinois 1/3/2011
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South Carolina 4/9/2020
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Indiana 1/2/2025
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South Dakota 10/5/2022
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Maryland 11/25/2014
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Washington 9/9/2024
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Massachusetts 1/3/2011
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Wisconsin 1/15/2025
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Minnesota 1/3/2011
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Wyoming 5/10/2017
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 1/3/2011
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Registered with this firm since 1/3/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/02/2004 - 01/03/2011 | WAYZATA, MN | |
B | 12/13/2000 - 01/03/2011 | WAYZATA, MN | |
B | 02/29/2000 - 05/07/2001 | SAN FRANCISCO, CA | |
B | 11/10/1999 - 12/13/2000 | MINNEAPOLIS, MN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.