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LYNN ANNE VARNDELL
Lynn Anne MULLIN
CRD#: 4045298
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Investment Adviser
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Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2006 - 2008 (2 years)2 FIRMS2024 - Present (<1 year)BLPL FINANCIAL LLC (CRD# 6413)2021 - 2024 (3 years)BBMO HARRIS FINANCIAL ADVISORS,... (CRD# 137115)2019 - 2021 (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2008 - 2019 (11 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)1999 - 2006 (6 years)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2008 - 2012 (3 years)IAJPMORGAN SECURITIES INC (CRD# 16999)2002 - 2006 (4 years)
License(s)

State Registrations

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Illinois 11/14/2024

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Illinois 12/9/2024

SRO Registrations

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Cboe BYX Exchange, Inc.

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Cboe BZX Exchange, Inc.

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Cboe Exchange, Inc.

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FINRA

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Nasdaq Stock Market

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New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 12/9/2024

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 11/14/2024

Previous Registration(s)
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03/24/2021 - 11/01/2024 LPL FINANCIAL LLC (CRD#:6413) CHICAGO, IL
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11/04/2019 - 03/24/2021 BMO HARRIS FINANCIAL ADVISORS, INC. (CRD#:137115) CHICAGO, IL
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10/01/2008 - 10/15/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) Chicago, IL
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10/01/2008 - 05/15/2012 J.P. MORGAN SECURITIES LLC (CRD#:79) Chicago, IL
IA
09/27/2006 - 10/01/2008 J. P. MORGAN SECURITIES INC. (CRD#:18718) CHICAGO, IL
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07/01/2006 - 10/01/2008 J.P. MORGAN SECURITIES INC. (CRD#:18718) CHICAGO, IL
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02/13/2002 - 09/27/2006 JPMORGAN SECURITIES INC (CRD#:16999) CHICAGO, IL
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11/23/1999 - 07/01/2006 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
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Broker
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Investment Adviser
Disclosures
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