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ROBERT DOMINIC FLOWERS III
ROBERT DOMINIC FLOWERS, ROBERT FLOWERS, ROBERT DOMINIC FLOWERS III
CRD#: 4044752
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 1055 LPL WAY
FORT MILL, SC 29715
Registration History
20002002200420062008201020122014201620182020202220242 FIRMS2014 - 2017 (2 years)2 FIRMS2017 - Present (7 years)BOPPENHEIMER & CO. INC. (CRD# 249)2009 - 2009 (<1 year)BSTANFORD GROUP COMPANY (CRD# 39285)2006 - 2009 (2 years)BPERSHING LLC (CRD# 7560)1999 - 2006 (6 years)IAFORKED ROAD FINANCIAL PLANNING LLC (CRD# 157183)2011 - 2013 (2 years)
License(s)

State Registrations

B
North Carolina 2/13/2017

IA
South Carolina 2/13/2017

B
South Carolina 2/13/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
1055 LPL WAY, FORT MILL, SC 29715
Registered with this firm since 2/13/2017

B
LPL FINANCIAL LLC (CRD#:6413)
1055 LPL WAY, FORT MILL, SC 29715
Registered with this firm since 2/13/2017

Previous Registration(s)
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IA
04/08/2014 - 02/03/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) CHARLOTTE, NC
B
03/07/2014 - 02/03/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) CHARLOTTE, NC
IA
09/01/2011 - 10/10/2013 FORKED ROAD FINANCIAL PLANNING LLC (CRD#:157183) CHARLOTTE, NC
B
03/20/2009 - 07/06/2009 OPPENHEIMER & CO. INC. (CRD#:249) CHARLOTTE, NC
B
09/26/2006 - 03/16/2009 STANFORD GROUP COMPANY (CRD#:39285) CHARLOTTE, NC
B
12/13/1999 - 07/21/2006 PERSHING LLC (CRD#:7560) JERSEY CITY, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.