Individual Firm
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SAMUEL WHITE YATES
YATES WHITE SAMUEL WHITE
CRD#: 4043402
IA
B
MORGAN STANLEYCRD#: 149777 3280 PEACHTREE ROAD NE, SUITE 2000
PWM
ATLANTA, GA 30305
PWM
ATLANTA, GA 30305
0
Disclosures
25
Years of Experience
View By:
State Registrations
B
Alabama 5/19/2017
B
Nevada 5/19/2017
B
Arkansas 5/19/2017
B
New Jersey 5/19/2017
B
California 5/19/2017
B
New York 5/19/2017
B
Colorado 5/19/2017
B
North Carolina 5/19/2017
B
Connecticut 5/19/2017
B
Ohio 5/19/2017
B
Delaware 5/19/2017
B
Pennsylvania 5/19/2017
B
District of Columbia 5/19/2017
B
Puerto Rico 5/19/2017
B
Florida 5/19/2017
B
South Carolina 5/19/2017
B
Georgia 5/19/2017
B
Tennessee 5/19/2017
IA
Georgia 5/24/2017
B
Texas 5/19/2017
B
Illinois 5/19/2017
IA
Texas 5/19/2017
B
Kentucky 5/19/2017
B
Utah 5/19/2017
B
Louisiana 5/19/2017
B
Virginia 5/19/2017
B
Maryland 5/19/2017
B
West Virginia 5/19/2017
B
Michigan 2/19/2021
B
Wisconsin 5/13/2024
B
Mississippi 5/19/2017
B
Wyoming 5/19/2017
B
Montana 5/19/2017
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 5/19/2017
B
Registered with this firm since 5/19/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/29/2009 - 05/22/2017 | ATLANTA, GA | |
B | 10/19/2007 - 05/22/2017 | ATLANTA, GA | |
IA | 01/17/2003 - 11/16/2007 | ATLANTA, GA | |
B | 01/17/2003 - 11/16/2007 | ATLANTA, GA | |
IA | 03/08/2001 - 01/17/2003 | ATLANTA, GA | |
B | 10/25/1999 - 01/17/2003 | JERSEY CITY, NJ |
JERSEY CITY, NJ
10/25/1999 - 01/17/2003
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.