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Detailed Report
DANIEL B GEEHAN
D.B. Geehan
CRD#: 4043359
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Investment Adviser
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Previous Broker
INDEPENDENCE SQUARE HOLDINGS, LLCCRD#: 300139 777 Main Street
Suite 600
Fort Worth, TX 76102
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2011 - 2022 (11 years)IAINDEPENDENCE SQUARE HOLDINGS, LLC (CRD# 300139)2022 - Present (2 years)BR. F. LAFFERTY & CO., INC. (CRD# 2498)2006 - 2010 (4 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)1999 - 2006 (6 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)2000 - 2002 (2 years)IAR. F. LAFFERTY & CO., INC. (CRD# 2498)2007 - 2010 (3 years)
License(s)

State Registrations

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Texas 4/7/2022
Current Registration(s)
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INDEPENDENCE SQUARE HOLDINGS, LLC (CRD#:300139)
777 Main Street Suite 600, Fort Worth, TX 76102
Registered with this firm since 4/7/2022
Previous Registration(s)
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 02/16/2011 - 04/12/2022 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) FORT WORTH, TX
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 02/16/2011 - 04/12/2022 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) FORT WORTH, TX
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 02/01/2007 - 11/24/2010 R. F. LAFFERTY & CO., INC. (CRD#:2498) NEW YORK, NY
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 10/26/2006 - 11/24/2010 R. F. LAFFERTY & CO., INC. (CRD#:2498) NEW YORK, NY
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 12/23/1999 - 10/09/2006 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) POUGHKEEPSIE, NY
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 01/07/2000 - 01/01/2002 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.