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TIMOTHY NEAL SJOSTROM
CRD#: 4043138
IA
B
MORGAN STANLEYCRD#: 149777 ONE RIVER CENTRE
10 W. STATE STREET SUITE 204
GENEVA, IL 60134
10 W. STATE STREET SUITE 204
GENEVA, IL 60134
0
Disclosures
25
Years of Experience
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State Registrations
B
Alabama 9/4/2024
B
Mississippi 10/23/2024
B
Arizona 6/1/2009
B
Missouri 6/17/2022
B
California 6/1/2009
B
Montana 6/22/2022
B
Colorado 3/2/2015
B
Nevada 1/30/2017
B
Connecticut 2/26/2025
B
New Jersey 2/27/2017
B
Florida 6/1/2009
B
New Mexico 2/27/2017
B
Georgia 10/13/2016
B
New York 7/25/2017
B
Hawaii 8/23/2021
B
North Carolina 5/24/2018
B
Illinois 6/1/2009
B
Ohio 5/6/2010
IA
Illinois 6/1/2009
B
Pennsylvania 2/27/2017
B
Indiana 4/9/2015
B
South Carolina 9/8/2016
B
Iowa 4/9/2019
B
Tennessee 7/21/2021
B
Kansas 2/27/2017
B
Texas 10/13/2016
B
Kentucky 8/13/2020
IA
Texas 4/2/2020
B
Maryland 11/29/2013
B
Virginia 10/31/2016
B
Massachusetts 3/17/2014
B
Washington 4/18/2023
B
Michigan 11/7/2013
B
Wisconsin 6/1/2009
B
Minnesota 2/27/2017
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/02/2008 - 06/01/2009 | OAK BROOK, IL | |
B | 10/24/2008 - 06/01/2009 | OAK BROOK, IL | |
IA | 03/04/2005 - 11/06/2008 | OAKBROOK TERRACE, IL | |
B | 03/04/2005 - 11/06/2008 | OAKBROOK TERRACE, IL | |
IA | 06/05/2002 - 03/07/2005 | WHEATON, IL | |
B | 12/09/1999 - 03/07/2005 | CHICAGO, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.