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Detailed Report
JOHN KENTON FAUST
FAUST
CRD#: 4042919
IA
Investment Adviser
B
Broker
INDEPENDENT FINANCIAL GROUP, LLCCRD#: 7717 MISSOULA, MT
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2010 (5 years)2 FIRMS2010 - 2017 (7 years)2 FIRMS2017 - Present (7 years)BBRECEK & YOUNG ADVISORS, INC. (CRD# 40395)2000 - 2004 (4 years)BYEE, DESMOND, SCHROEDER & ALLE... (CRD# 30108)1999 - 2000 (<1 year)IABRECEK & YOUNG ADVISORS, INC. (CRD# 40395)2004 - 2004 (<1 year)
License(s)

State Registrations

B
Arizona 9/6/2017
B
Oregon 12/11/2020
B
Illinois 9/6/2017
B
Texas 2/12/2018
B
Montana 9/7/2017
IA
Texas 2/16/2018
IA
Montana 9/7/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
MISSOULA, MT
Registered with this firm since 9/7/2017
B
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
MISSOULA, MT
Registered with this firm since 9/6/2017
Previous Registration(s)
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IA
 05/18/2010 - 09/07/2017 SII INVESTMENTS, INC. (CRD#:2225) MISSOULA, MT
B
 05/17/2010 - 09/06/2017 SII INVESTMENTS, INC. (CRD#:2225) MISSOULA, MT
IA
 10/05/2004 - 05/19/2010 PACIFIC WEST FINANCIAL CONSULTANT INC (CRD#:108728) MISSOULA, MT
B
 10/04/2004 - 05/19/2010 PACIFIC WEST SECURITIES, INC. (CRD#:6390) MISSOULA, MT
IA
 05/27/2004 - 10/08/2004 BRECEK & YOUNG ADVISORS, INC. (CRD#:40395) MISSOULA, MT
B
 04/27/2000 - 10/08/2004 BRECEK & YOUNG ADVISORS, INC. (CRD#:40395) FOLSOM, CA
B
 12/16/1999 - 03/30/2000 YEE, DESMOND, SCHROEDER & ALLEN, INC. (CRD#:30108) PHOENIX, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.