• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
BECKY L PEMERTON
BECKY LYNN BORDEN
CRD#: 4042724
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 1550 West McEwen Drive
Suite 450
FRANKLIN, TN 37067
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2011 - 2018 (7 years)2 FIRMS2018 - Present (6 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2000 - 2011 (10 years)BJ.C. BRADFORD & CO. (CRD# 1287)2000 - 2000 (<1 year)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2004 - 2011 (6 years)
License(s)

State Registrations

B
Tennessee 9/27/2018

IA
Tennessee 10/2/2018

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
1550 West McEwen Drive Suite 450, FRANKLIN, TN 37067
Registered with this firm since 10/2/2018

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
1550 West McEwen Drive Suite 450, FRANKLIN, TN 37067
Registered with this firm since 9/27/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/07/2011 - 10/01/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) NASHVILLE, TN
B
02/03/2011 - 10/01/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) NASHVILLE, TN
IA
12/02/2004 - 02/07/2011 UBS FINANCIAL SERVICES INC. (CRD#:8174) NASHVILLE, TN
B
08/14/2000 - 02/07/2011 UBS FINANCIAL SERVICES INC. (CRD#:8174) NASHVILLE, TN
B
02/29/2000 - 08/14/2000 J.C. BRADFORD & CO. (CRD#:1287) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.