• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JOSEPH P DOMAN JR.
JOSEPH P DOMAN JR, JOSEPH PETER DOMAN JR, JR JOSEPH DOMAN JR JR
CRD#: 4042292
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 43 VILLAGE WAY
SUITE 201
HUDSON, OH 44236
Registration History
20002002200420062008201020122014201620182020202220242026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2000 - Present (24 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1999 - Present (25 years)
License(s)

State Registrations

B
Arizona 1/3/2003

B
Nevada 1/27/2014

B
California 6/20/2000

B
New Jersey 2/19/2014

B
Colorado 1/31/2002

B
New York 1/29/2014

B
Delaware 3/10/2023

B
North Carolina 3/13/2000

B
District of Columbia 11/15/2024

B
Ohio 12/7/1999

B
Florida 3/13/2000

IA
Ohio 4/6/2000

B
Georgia 1/27/2000

B
Pennsylvania 1/27/2000

B
Idaho 1/29/2014

B
Rhode Island 1/29/2014

B
Illinois 1/27/2000

B
South Carolina 7/3/2003

B
Indiana 2/9/2010

B
South Dakota 7/12/2023

B
Kentucky 6/1/2006

B
Tennessee 1/29/2014

B
Maine 10/4/2018

B
Texas 10/22/2010

B
Maryland 1/9/2013

IA
Texas 12/8/2011

B
Massachusetts 12/20/2021

B
Virginia 1/28/2000

B
Michigan 10/5/2007

B
Washington 1/29/2014

B
Minnesota 2/14/2024

B
West Virginia 12/12/2018

B
Missouri 1/28/2000

B
Wisconsin 1/27/2010

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
43 VILLAGE WAY SUITE 201, HUDSON, OH 44236
Registered with this firm since 4/6/2000

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
43 VILLAGE WAY SUITE 201, HUDSON, OH 44236
Registered with this firm since 12/7/1999

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.