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HECTOR ENRIQUE EVANGELISTA
HECTOR ENRIQUE EVANGELISTA II
CRD#: 4042150
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 Sunrise, FL
Registration History
20002002200420062008201020122014201620182020202220242 FIRMS2000 - 2011 (10 years)2 FIRMS2011 - Present (13 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1999 - 2000 (<1 year)
Disclosure(s)
View By:
8/1/2022
Customer Dispute
Denied
7/20/2022
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
California 9/28/2020

B
Massachusetts 10/15/2018

B
Colorado 6/14/2018

B
New Hampshire 10/22/2019

B
Connecticut 1/9/2012

B
New Jersey 1/9/2012

B
Delaware 4/11/2023

B
New York 10/3/2011

B
Florida 10/3/2011

B
North Carolina 2/20/2019

IA
Florida 10/4/2011

B
Pennsylvania 6/29/2021

B
Georgia 2/13/2020

B
South Carolina 4/1/2019

B
Illinois 1/9/2012

B
Texas 3/6/2019

B
Kansas 2/26/2024

B
Virginia 8/27/2021

B
Maryland 5/8/2019

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
Sunrise, FL
CITI RETAIL BANKING 18395 Pines Blvd, Pembroke Pines, FL 33029
Registered with this firm since 10/4/2011

B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
Sunrise, FL
CITI RETAIL BANKING 18395 Pines Blvd, Pembroke Pines, FL 33029
Registered with this firm since 10/3/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/01/2000 - 08/16/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) FORT LAUDERDALE, FL
B
10/01/2000 - 08/16/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) FORT LAUDERDALE, FL
B
11/09/1999 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.