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AMY MARIE DOWLING
AMY MARIE HENSLEY, AMY MARIE ZOPF
CRD#: 4041901
IA
B
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 625 Kenmoor Ave
Suite 108
Grand Rapids, MI 49546
Suite 108
Grand Rapids, MI 49546
0
Disclosures
25
Years of Experience
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State Registrations
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Florida 10/18/2013
B
Nebraska 1/4/2017
B
Michigan 10/18/2013
B
Texas 1/23/2014
IA
Michigan 10/21/2013
B
Virginia 3/15/2022
SRO Registrations
B
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IA
Registered with this firm since 10/21/2013
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Registered with this firm since 10/18/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/28/2010 - 10/18/2013 | GRAND RAPIDS, MI | |
B | 08/11/2005 - 10/18/2013 | GRAND RAPIDS, MI | |
B | 08/07/2000 - 08/18/2005 | COLUMBUS, OH | |
B | 10/14/1999 - 07/19/2000 | SPRINGFIELD, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.