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MICHAEL KEITH MCDANIEL
CRD#: 4041818
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Investment Adviser
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Previous Broker
THE 401K SOURCE, INC.CRD#: 133135 1649 W. SHORELINE DRIVE
SUITE 102
BOISE, ID 83702
Registration History
19952000200520102015202020252 FIRMS2003 - 2011 (8 years)IATHE 401K SOURCE, INC. (CRD# 133135)2015 - Present (9 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1999 - 2003 (3 years)IAPENSIONMARK FINANCIAL GROUP, LLC (CRD# 208512)2015 - 2016 (<1 year)IAINTERMOUNTAIN WEALTH MANAGEMEN... (CRD# 148646)2012 - 2015 (3 years)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)2000 - 2003 (3 years)
Disclosure(s)
View By:
12/19/2011
Employment Separation After Allegations
9/1/2011
Criminal
Final Disposition
7/24/1994
Criminal
Final Disposition
License(s)

State Registrations

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Idaho 12/29/2015

Current Registration(s)
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THE 401K SOURCE, INC. (CRD#:133135)
1649 W. SHORELINE DRIVE SUITE 102, BOISE, ID 83702
Registered with this firm since 12/29/2015

Previous Registration(s)
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09/04/2015 - 01/05/2016 PENSIONMARK FINANCIAL GROUP, LLC (CRD#:208512) EAGLE, ID
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03/01/2012 - 09/02/2015 INTERMOUNTAIN WEALTH MANAGEMENT, INC. (CRD#:148646) IDAHO FALLS, ID
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07/01/2003 - 12/21/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) BOISE, ID
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07/01/2003 - 12/21/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) BOISE, ID
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01/31/2000 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) BOISE, ID
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11/24/1999 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.