WELLS FARGO ADVISORS, LLC

Discharged

PLED GUILTY TO MISDEMEANOR PETIT THEFT (NOT INDUSTRY RELATED) ON 11/16/2011

IT IS WELLS FARGO'S POLICY TO TERMINATE ANYONE CONVITED OF WRONGFUL TAKING OF PROPERTY (PETIT THEFT) EVEN IF IT IS NOT JOB OR INDUSTRY RELATED.

PETIT THEFT

Pled guilty

BURGLARY

Amended

PETIT THEFT

MISDEMEANOR

Pled guilty

AFTER LEAVING THE OFFICE LATE, I WAS IN A HURRY TO GET OVER TO SEE MY DAUGHTER. I WAS A BIT STRESSED FOR LEAVING SO LATE BUT I ALSO KNEW THAT I HAD TO PICK-UP A COUPLE OF ITEMS FROM THE GROCERY STORE AS I HAD FORGOTTEN THEM THREE DAYS IN A ROW. I ALSO KNEW THAT I HAD TO GET IT DONE NOW BECAUSE LATER I HAD TO DRIVE MY SON TO HIS SOCCER PRACTICE WHICH WOULD RUN LATE INTO THE EVENING. I MADE A BRIEF STOP AT THE STORE, WALKED IN TO PURCHASE A COUPLE OF ITEMS, AND THEN MY MIND DREW A BLANK AS I WALKED THE AISLES TRYING TO REMEMBER WHAT TO GET. AS THE TIME TICKED BY I BEGAN TO REALIZE HOW LATE I WAS RUNNING AND INSTEAD OF PAYING FOR THE ITEMS I SIMPLY STARTED TOWARDS THE DOOR. EVEN THOUGH I HAD PLENTY OF CASH IN MY POCKET TO PAY FOR THE $25 WORTH OF PRODUCTS, I HEADED TOWARDS THE DOOR. PRIOR TO REACHING THE EXIT DOOR I WAS APPROACHED BY A STORE EMPLOYEE WHO QUESTIONED ME. I ADMITTED MY MISTAKE IMMEDIATELY, APOLOGIZED, AND FOLLOWED HIM INTO THE STORE OFFICE AREA.

PETTY THEFT (SHOPLIFTING), 1 COUNT, MISDEMEANOR INFRACTION, PLEA-NOLO CONTENDERE, NOT INVESTMENT RELATED

MISDEMEANOR

CONVICTED 07/24/1994. PENALTY-1YR PROBATION, OBEY ALL LAWS, AND PAY $50.00 FINE. THE FINE WAS PAID ON THE SPOT, ALL LAWS HAVE BEEN OBEYED, AND THE PROBATION WAS SUCCESSFULLY COMPLETED.

ON WEDNESDAY, 6/8/94, I JUST GOT OFF WORK AND STOPPED IN AT LOCAL GROCERY STORE. AFTER PURCHASING SOME ITEMS, I PLACED MY BAGS IN MY CAR. I THEN REALIZED I HAD TO GET SOMETHING ELSE AT THE STORE NEXT DOOR. I GRABBED THE BAG FROM MY CAR THAT I THOUGHT CONTAINED MY WALLET AND PROCEEDED IN.I PICKED UP 2 ITMES ($10-15 VALUE), WALKED OUT WITHOUT PAYING.