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Detailed Report
WILLIAM MARCUS HENN
MARC HENN
CRD#: 4041370
IA
Investment Adviser
B
Broker
THE STRATEGIC FINANCIAL ALLIANCECRD#: 126514 4102 SOUTH 31ST STREET
SUITE 350
TEMPLE, TX 76502
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2003 - Present (21 years)BIFG NETWORK SECURITIES, INC. (CRD# 19948)1999 - 2003 (4 years)IAIFG ADVISORY SERVICES INC (CRD# 105316)2001 - 2003 (2 years)
License(s)

State Registrations

B
Arizona 1/24/2023
B
Georgia 1/17/2020
B
California 10/27/2003
B
Oklahoma 1/19/2024
IA
California 10/27/2003
B
Texas 10/27/2003
B
Colorado 2/6/2014
IA
Texas 10/27/2003

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THE STRATEGIC FINANCIAL ALLIANCE (CRD#:126514)
4102 SOUTH 31ST STREET SUITE 350, TEMPLE, TX 76502
Registered with this firm since 10/27/2003
B
THE STRATEGIC FINANCIAL ALLIANCE, INC. (CRD#:126514)
4102 SOUTH 31ST STREET SUITE 350, TEMPLE, TX 76502
Registered with this firm since 10/27/2003
Previous Registration(s)
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IA
 04/23/2001 - 11/18/2003 IFG ADVISORY SERVICES INC (CRD#:105316) TEMPLE, TX
B
 11/16/1999 - 11/18/2003 IFG NETWORK SECURITIES, INC. (CRD#:19948) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.