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Detailed Report
ROGER CHARLES OTTO CLARK
CRD#: 4041270
IA
Investment Adviser
B
Broker
PRIMERICA ADVISORSCRD#: 10111 3000 N BALLARD RD
STE 1
APPLETON, WI 54911
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2019 - Present (5 years)BPFS INVESTMENTS INC. (CRD# 10111)2006 - 2011 (5 years)BPFS INVESTMENTS INC. (CRD# 10111)1999 - 2005 (6 years)
License(s)

State Registrations

B
Colorado 8/10/2023
B
Texas 9/19/2023
B
Montana 8/10/2023
B
Wisconsin 5/29/2019
B
North Carolina 10/9/2023
IA
Wisconsin 8/28/2019
B
Ohio 8/10/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIMERICA ADVISORS (CRD#:10111)
3000 N BALLARD RD STE 1, APPLETON, WI 54911
Registered with this firm since 8/28/2019
B
PFS INVESTMENTS INC. (CRD#:10111)
3000 N BALLARD RD STE 1, APPLETON, WI 54911
Registered with this firm since 5/20/2019
Previous Registration(s)
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B
 05/18/2006 - 05/11/2011 PFS INVESTMENTS INC. (CRD#:10111) GREENVILLE, WI
B
 11/05/1999 - 12/31/2005 PFS INVESTMENTS INC. (CRD#:10111) DULUTH, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.