• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JOHN DAVID MCDOWELL
CRD#: 4040830
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 5100 Poplar Ave
Suite 2300
Memphis, TN 38137
Registration History
20002002200420062008201020122014201620182020202220242026IAMML INVESTORS SERVICES, LLC (CRD# 10409)2004 - Present (21 years)BMML INVESTORS SERVICES, LLC (CRD# 10409)1999 - Present (25 years)
Disclosure(s)
View By:
9/5/2011
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 10/25/2018

B
Oregon 10/25/2018

B
Arkansas 11/9/1999

B
South Carolina 3/7/2012

B
Florida 8/31/2006

B
Tennessee 10/11/1999

B
Georgia 10/25/2018

IA
Tennessee 1/8/2004

B
Mississippi 11/10/1999

B
Texas 3/10/2016

B
Missouri 4/21/2008

IA
Texas 3/16/2016

B
New Jersey 10/25/2018

B
Virginia 8/31/2006

B
North Carolina 9/17/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
5100 Poplar Ave Suite 2300, Memphis, TN 38137
GERMANTOWN, TN
Registered with this firm since 1/8/2004

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
5100 Poplar Ave Suite 2300, Memphis, TN 38137
GERMANTOWN, TN
Registered with this firm since 10/6/1999

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.