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MARIEANNE NMN JORAJURIA
MARIE JORAJURIA, MARIEANNE JORAJURIA, MARIEANNE JORAJURIA SMITH
CRD#: 4040713
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PROMETHEUS FINANCIAL ADVISORS, LLCCRD#: 314653 TAMPA, FL
PROMETHEUS FINANCIAL, LLCCRD#: 313712 3702 Spruce Street #1121
Tampa, FL 33607
Tampa, FL 33607
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Disclosures
22
Years of Experience
View By:
State Registrations
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Arizona 5/2/2023
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Illinois 4/25/2023
B
California 1/14/2022
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Massachusetts 3/2/2022
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California 2/17/2023
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New Jersey 1/20/2022
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Colorado 1/20/2022
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New York 3/11/2022
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Connecticut 1/31/2022
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North Carolina 1/21/2022
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Florida 5/16/2023
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Texas 2/1/2022
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Idaho 3/19/2024
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Utah 3/19/2024
SRO Registrations
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Registered with this firm since 2/17/2023
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Registered with this firm since 12/1/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/29/2023 - 11/05/2024 | NEW YORK, NY | |
B | 02/18/2021 - 02/26/2021 | NEW YORK, NY | |
B | 09/06/2019 - 06/12/2020 | San Francisco, CA | |
B | 04/26/2017 - 09/17/2019 | San Francisco, CA | |
B | 02/08/2012 - 05/27/2016 | PORTLAND, OR | |
B | 10/15/2010 - 01/31/2012 | PALO ALTO, CA | |
B | 10/14/2011 - 01/09/2012 | SAN FRANCISCO, CA | |
B | 01/04/2010 - 08/23/2010 | BOULDER, CO | |
B | 07/02/2008 - 08/13/2010 | NEW YORK, NY | |
B | 07/31/2008 - 07/22/2010 | SAN FRANCISCO, CA | |
B | 10/26/2006 - 07/22/2010 | SAN FRANCISCO, CA | |
B | 12/18/2008 - 07/19/2010 | SAN FRANCISCO, CA | |
B | 06/01/2006 - 07/19/2010 | SAN FRANCISCO, CA | |
B | 08/07/2009 - 07/12/2010 | ENCINO, CA | |
B | 05/04/2009 - 06/15/2010 | SAN FRANCISCO, CA | |
B | 08/03/2009 - 03/12/2010 | REDWOOD CITY, CA | |
B | 12/15/2004 - 11/17/2009 | CORTE MADERA, CA | |
B | 03/24/2009 - 10/28/2009 | SAN FRANCISCO, CA | |
B | 10/03/2006 - 10/22/2009 | SAN FRANCISCO, CA | |
B | 10/15/2008 - 01/06/2009 | SAN FRANCISCO, CA | |
B | 06/09/2005 - 09/15/2008 | SAN FRANCISCO, CA | |
B | 01/13/2006 - 09/19/2007 | SAN FRANCISCO, CA | |
B | 03/22/2004 - 08/10/2007 | SAN FRANCISCO, CA | |
B | 07/16/2001 - 10/31/2006 | SAN FRANCISCO, CA | |
B | 09/07/2004 - 09/15/2004 | SAN FRANCISCO, CA | |
B | 01/20/2004 - 04/20/2004 | NEW YORK, NY | |
B | 10/13/1999 - 07/16/2001 | RENO, NV |
SAN FRANCISCO, CA
09/07/2004 - 09/15/2004
RENO, NV
10/13/1999 - 07/16/2001
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.