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Timothy J. O'Hara
TIM O'HARA, TIMOTHY JOHN O'HARA, TIMOTHY JOHN OHARA
CRD#: 4040105
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J.P. MORGAN SECURITIES LLCCRD#: 79 1090 HICKSVILLE ROAD
NORTH MASSAPEQUA, NY 11758
NORTH MASSAPEQUA, NY 11758
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Disclosures
23
Years of Experience
View By:
State Registrations
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Arizona 12/16/2019
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Michigan 11/30/2021
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California 3/13/2025
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Minnesota 10/10/2023
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Colorado 3/13/2025
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New Hampshire 2/21/2023
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Connecticut 6/24/2019
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New Jersey 6/24/2019
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Connecticut 7/11/2019
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New Jersey 7/12/2019
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Delaware 3/4/2022
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New York 6/24/2019
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Florida 8/21/2019
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New York 5/3/2021
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Illinois 5/3/2022
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Ohio 4/5/2022
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Maryland 11/1/2022
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Pennsylvania 8/21/2019
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 7/11/2019
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Registered with this firm since 6/24/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/20/2017 - 06/13/2019 | NEW YORK, NY | |
B | 10/28/2015 - 02/16/2017 | NEW YORK, NY | |
B | 09/12/2011 - 10/29/2015 | NEW YORK, NY | |
B | 05/16/2011 - 09/12/2011 | NEW YORK, NY | |
B | 07/17/2008 - 02/08/2011 | BOSTON, MA | |
B | 09/12/2003 - 05/20/2008 | NEW YORK, NY | |
B | 05/20/2002 - 08/29/2003 | NEW YORK, NY | |
B | 11/18/1999 - 11/30/2000 | PURCHASE, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.