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Miles Robert Miller
MILES R. MILLER, Miles Miller
CRD#: 4038613
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 607 W 3RD ST
AUSTIN, TX 78701
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2004 (<1 year)2 FIRMS1999 - 2004 (5 years)2 FIRMS2004 - 2006 (2 years)2 FIRMS2007 - 2011 (4 years)2 FIRMS2011 - 2011 (<1 year)2 FIRMS2017 - 2019 (2 years)2 FIRMS2019 - 2021 (2 years)2 FIRMS2021 - Present (3 years)IASTRATEGIC FINANCIAL CONCEPTS, LLC (CRD# 141849)2011 - 2017 (5 years)
License(s)

State Registrations

B
Connecticut 2/4/2022

B
Texas 12/2/2021

IA
Texas 10/19/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
607 W 3RD ST, AUSTIN, TX 78701
Registered with this firm since 10/19/2021

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
607 W 3RD ST, AUSTIN, TX 78701
Registered with this firm since 10/19/2021

Previous Registration(s)
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IA
11/18/2019 - 08/23/2021 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) Austin, TX
B
08/12/2019 - 08/23/2021 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) Austin, TX
IA
03/21/2017 - 06/17/2019 BBVA WEALTH SOLUTIONS INC. (CRD#:110476) Austin, TX
B
06/01/2017 - 06/17/2019 BBVA SECURITIES INC. (CRD#:27060) AUSTIN, TX
IA
12/07/2011 - 03/16/2017 STRATEGIC FINANCIAL CONCEPTS, LLC (CRD#:141849) AUSTIN, TX
IA
04/19/2011 - 12/02/2011 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) AUSTIN, TX
B
04/13/2011 - 12/02/2011 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) AUSTIN, TX
IA
04/25/2007 - 04/29/2011 LPL FINANCIAL LLC (CRD#:6413) AUSTIN, TX
B
04/25/2007 - 04/29/2011 LPL FINANCIAL LLC (CRD#:6413) AUSTIN, TX
IA
11/15/2004 - 12/19/2006 ADVANTAGE CAPITAL CORPORATION (CRD#:146) AUSTIN, TX
B
11/15/2004 - 12/19/2006 ADVANTAGE CAPITAL CORPORATION (CRD#:146) AUSTIN, TX
IA
12/23/1999 - 11/17/2004 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) AUSTIN, TX
B
11/30/1999 - 11/17/2004 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
IA
11/15/2004 - 11/15/2004 FSC SECURITIES CORPORATION (CRD#:7461) AUSTIN, TX
B
11/15/2004 - 11/15/2004 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.