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Detailed Report
MICHAEL KEVIN FRANKLIN
CRD#: 4038515
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Investment Adviser
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Previous Broker
TANDEM FINANCIAL, LLCCRD#: 292565 8400 E. PRENTICE AVE.
SUITE 1360
GREENWOOD VILLAGE, CO 80111
Registration History
200020022004200620082010201220142016201820202022202420263 FIRMS2000 - 2003 (3 years)2 FIRMS2003 - 2018 (15 years)IATANDEM FINANCIAL, LLC (CRD# 292565)2018 - Present (7 years)IADODDS WEALTH MANAGEMENT GROUP (CRD# 131734)2011 - 2018 (6 years)
License(s)

State Registrations

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Colorado 3/8/2018
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Texas 3/8/2018
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Louisiana 12/14/2020
Current Registration(s)
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TANDEM FINANCIAL, LLC (CRD#:292565)
8400 E. PRENTICE AVE. SUITE 1360, GREENWOOD VILLAGE, CO 80111
Registered with this firm since 3/8/2018
Previous Registration(s)
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 04/11/2011 - 03/08/2018 DODDS WEALTH MANAGEMENT GROUP (CRD#:131734) ENGLEWOOD, CO
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 02/13/2003 - 03/08/2018 LPL FINANCIAL LLC (CRD#:6413) ENGLEWOOD, CO
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 02/13/2003 - 03/08/2018 LPL FINANCIAL LLC (CRD#:6413) ENGLEWOOD, CO
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 02/11/2000 - 02/14/2003 AMERICAN EXPRESS FINANCIAL ADVISORS, INC. (CRD#:6363) WICHITA, KS
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 01/07/2000 - 02/14/2003 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
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 01/07/2000 - 02/14/2003 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.