• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
PETER ALLEN ANDREASEN
CRD#: 4038373
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 600 WEST BROADWAY
SUITE 2000
SAN DIEGO, CA 92101
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS1999 - Present (25 years)
License(s)

State Registrations

B
Alaska 3/3/2009

B
Montana 7/12/2019

B
Arizona 5/7/2002

B
Nebraska 9/13/2013

B
Arkansas 7/6/2017

B
Nevada 11/7/2003

B
California 10/18/1999

B
New Mexico 1/31/2003

IA
California 11/8/1999

B
New York 10/7/2024

B
Colorado 5/9/2005

B
North Carolina 11/7/2003

B
Florida 12/21/1999

B
Ohio 6/29/2012

B
Georgia 1/13/2006

B
Oklahoma 8/15/2024

B
Hawaii 7/24/2009

B
Oregon 11/6/2003

B
Idaho 11/7/2003

B
Pennsylvania 4/30/2008

B
Illinois 12/21/1999

B
Rhode Island 2/8/2021

B
Indiana 1/26/2024

B
South Carolina 7/19/2005

B
Kansas 6/27/2019

B
South Dakota 3/26/2021

B
Kentucky 11/5/2021

B
Tennessee 9/28/2022

B
Louisiana 10/15/2024

IA
Texas 11/18/2002

B
Maine 7/19/2010

B
Texas 3/19/2003

B
Maryland 1/12/2009

B
Utah 5/1/2018

B
Michigan 3/19/2003

B
Virginia 1/3/2001

B
Minnesota 11/1/2017

B
Washington 1/18/2002

B
Missouri 11/7/2003

B
Wisconsin 2/17/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
600 WEST BROADWAY SUITE 2000, SAN DIEGO, CA 92101
600 WEST BROADWAY SUITE 2100, SAN DIEGO, CA 92101
Registered with this firm since 11/8/1999

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
600 WEST BROADWAY SUITE 2000, SAN DIEGO, CA 92101
600 WEST BROADWAY SUITE 2100, SAN DIEGO, CA 92101
Registered with this firm since 10/13/1999

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.