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ANDRE JAMES LAMBROS
CRD#: 4038103
IA
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WELLS FARGO ADVISORSCRD#: 19616 789 SW FEDERAL HWY
STE 304
STUART, FL 34994
STE 304
STUART, FL 34994
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Disclosures
25
Years of Experience
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State Registrations
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Arizona 1/14/2025
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New Jersey 1/1/2008
B
California 8/1/2014
B
New York 1/1/2008
B
Colorado 3/5/2018
B
North Carolina 11/28/2018
B
Connecticut 1/1/2008
B
Ohio 11/14/2017
B
Florida 1/1/2008
B
Oregon 1/20/2015
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Florida 1/1/2008
B
Pennsylvania 2/20/2014
B
Georgia 1/1/2008
B
Rhode Island 1/20/2015
B
Illinois 4/29/2022
B
South Carolina 4/17/2017
B
Maine 7/23/2021
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Tennessee 4/1/2020
B
Maryland 1/20/2015
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Texas 1/20/2015
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Massachusetts 2/20/2014
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Texas 1/20/2015
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Minnesota 1/20/2015
B
Vermont 4/26/2017
B
Missouri 11/16/2016
B
Virginia 1/20/2015
B
New Hampshire 9/16/2021
B
Washington 3/14/2013
SRO Registrations
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Registered with this firm since 1/1/2008
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Registered with this firm since 1/1/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/10/2002 - 01/03/2008 | STUART, FL | |
IA | 06/10/2002 - 01/01/2008 | STUART, FL | |
IA | 01/25/2000 - 07/10/2002 | PORT ST LUCIE, FL | |
B | 01/19/2000 - 07/10/2002 | AUSTIN, TX |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.