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MARTIN JOHN KULESZA
CRD#: 4036769
IA
B
LPL FINANCIAL LLCCRD#: 6413 3027 EAST WARM SPRINGS RD #100
LAS VEGAS, NV 89120
LAS VEGAS, NV 89120
0
Disclosures
23
Years of Experience
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State Registrations
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Nevada 6/6/2018
IA
Nevada 6/15/2018
SRO Registrations
B
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IA
Registered with this firm since 6/15/2018
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Registered with this firm since 6/6/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/09/2015 - 04/18/2018 | WOODLAND HILLS, CA | |
B | 10/09/2015 - 04/18/2018 | WOODLAND HILLS, CA | |
IA | 02/09/2015 - 10/02/2015 | LOS ANGELES, CA | |
B | 02/06/2015 - 10/02/2015 | LOS ANGELES, CA | |
IA | 06/01/2009 - 02/23/2015 | WOODLAND HILLS, CA | |
B | 06/01/2009 - 02/23/2015 | WOODLAND HILLS, CA | |
IA | 04/02/2007 - 06/01/2009 | WOODLAND HILLS, CA | |
B | 04/02/2007 - 06/01/2009 | WOODLAND HILLS, CA | |
IA | 01/19/2007 - 04/02/2007 | WOODLAND HILLS, CA | |
B | 01/22/2007 - 04/02/2007 | WOODLAND HILLS, CA | |
B | 05/20/2006 - 01/08/2007 | WOODLAND HILLS, CA | |
B | 08/24/2005 - 04/28/2006 | VAN NUYS, CA | |
B | 11/24/2003 - 07/22/2005 | ST. PETERSBURG, FL | |
B | 12/07/1999 - 02/13/2002 | NEW YORK, NY |
LOS ANGELES, CA
02/09/2015 - 10/02/2015
LOS ANGELES, CA
02/06/2015 - 10/02/2015
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.