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Detailed Report
VINCENT EDWARD JOHNSON
VINCE EDWARD JOHNSON
CRD#: 4036768
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 106 2ND ST NW
HICKORY, NC 28601
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 106 2ND ST NW
HICKORY, NC 28601
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2018 - 2021 (3 years)2 FIRMS2021 - Present (4 years)BBB&T INVESTMENT SERVICES, INC. (CRD# 33856)2001 - 2018 (16 years)BCSFBDIRECT, INC. (CRD# 42159)1999 - 2001 (1 year)IABB&T INVESTMENT SERVICES, INC. (CRD# 33856)2005 - 2018 (12 years)
License(s)

State Registrations

B
Alabama 2/17/2021
B
New York 2/17/2021
B
Arizona 2/17/2021
B
North Carolina 2/17/2021
B
California 12/21/2022
IA
North Carolina 2/17/2021
B
District of Columbia 2/17/2021
B
South Carolina 2/17/2021
B
Florida 2/17/2021
B
Tennessee 2/17/2021
B
Georgia 2/17/2021
B
Texas 2/17/2021
B
Kentucky 1/31/2023
IA
Texas 1/3/2024
B
Mississippi 12/21/2022
B
Virginia 2/17/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
106 2ND ST NW, HICKORY, NC 28601
HICKORY, NC
Registered with this firm since 2/17/2021
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
106 2ND ST NW, HICKORY, NC 28601
Registered with this firm since 2/17/2021
Previous Registration(s)
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IA
 01/02/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 01/02/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
IA
 03/08/2005 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) HICKORY, NC
B
 03/30/2001 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) HICKORY, NC
B
 12/07/1999 - 03/15/2001 CSFBDIRECT, INC. (CRD#:42159) JERSEY CITY, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.