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GIANCARLO LUNA
CRD#: 4036682
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 701 BRICKELL AVE
MIAMI, FL 33131
Registration History
2002200420062008201020122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2012 - Present (12 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2001 - Present (23 years)
License(s)

State Registrations

B
Alabama 10/5/2023

B
Minnesota 10/5/2023

B
Alaska 10/5/2023

B
Mississippi 10/5/2023

B
Arizona 10/5/2023

B
Missouri 10/5/2023

B
California 10/5/2023

B
Montana 10/5/2023

B
Colorado 6/25/2010

B
Nebraska 10/5/2023

B
Connecticut 10/5/2023

B
Nevada 10/5/2023

B
Delaware 10/5/2023

B
New Hampshire 10/5/2023

B
District of Columbia 6/25/2010

B
New Jersey 6/25/2010

B
Florida 10/3/2001

B
New Mexico 10/5/2023

IA
Florida 9/11/2012

B
North Carolina 10/5/2023

B
Georgia 10/5/2023

B
North Dakota 10/5/2023

B
Hawaii 10/5/2023

B
Ohio 6/28/2010

B
Idaho 10/5/2023

B
Oklahoma 10/5/2023

B
Illinois 10/5/2023

B
Oregon 10/5/2023

B
Indiana 10/5/2023

B
Pennsylvania 10/5/2023

B
Kansas 10/5/2023

B
Puerto Rico 10/5/2023

B
Kentucky 10/5/2023

B
Rhode Island 10/5/2023

B
Louisiana 6/25/2010

B
South Carolina 10/5/2023

B
Maine 10/5/2023

B
South Dakota 10/5/2023

B
Maryland 6/25/2010

B
Vermont 6/25/2010

B
Michigan 10/5/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 BRICKELL AVE, MIAMI, FL 33131
Miami, FL
Registered with this firm since 9/11/2012

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 BRICKELL AVE, MIAMI, FL 33131
Miami, FL
Registered with this firm since 10/2/2001

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.