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Detailed Report
JANET SULLIVAN PERRY
JANET S PERRY, Janet Leigh Sullivan Perry, Janet Leigh Sullivan
CRD#: 4034785
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 9595 SIX PINES DR
STE 300
THE WOODLANDS, TX 77380
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2024 - Present (<1 year)BMORGAN STANLEY (CRD# 149777)2013 - 2024 (10 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2009 - 2012 (2 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)1999 - 2009 (9 years)
License(s)

State Registrations

B
Texas 8/30/2024
IA
Texas 10/18/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
9595 SIX PINES DR STE 300, THE WOODLANDS, TX 77380
Registered with this firm since 10/18/2024
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
9595 SIX PINES DR STE 300, THE WOODLANDS, TX 77380
Registered with this firm since 8/30/2024
Previous Registration(s)
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B
 05/13/2013 - 01/03/2024 MORGAN STANLEY (CRD#:149777) San Antonio, TX
B
 10/23/2009 - 06/29/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) KINGWOOD, TX
B
 11/10/1999 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) THE WOODLANDS, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.