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LAWRENCE THOMAS GARTNER III
CRD#: 4032969
IA
Investment Adviser
ISC FINANCIAL ADVISORSCRD#: 157626 7760 FRANCE AVENUE SOUTH
#270
MINNEAPOLIS, MN 55435
Registration History
200420062008201020122014201620182020202220242026IAISC FINANCIAL ADVISORS (CRD# 157626)2014 - Present (11 years)IATD AMERITRADE, INC. (CRD# 7870)2003 - 2008 (4 years)
Disclosure(s)
View By:
9/14/2014
Customer Dispute
Closed-No Action
License(s)

State Registrations

IA
Minnesota 1/31/2014

IA
Texas 5/25/2018

Current Registration(s)
IA
ISC FINANCIAL ADVISORS (CRD#:157626)
7760 FRANCE AVENUE SOUTH #270, MINNEAPOLIS, MN 55435
Registered with this firm since 1/31/2014

Previous Registration(s)
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IA
07/31/2003 - 04/30/2008 TD AMERITRADE, INC. (CRD#:7870) FORT WORTH, TX
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.