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Beth DeLeeuw
BETH ANNE CAMPBELL, BETH ANNE DELEEUW
CRD#: 4032929
IA
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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 5705 State St
Saginaw, MI 48603
Saginaw, MI 48603
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 5705 State Street
Saginaw, MI 48603
Saginaw, MI 48603
0
Disclosures
25
Years of Experience
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State Registrations
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Indiana 8/31/2022
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Michigan 9/7/2022
B
Michigan 8/31/2022
SRO Registrations
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IA
Registered with this firm since 9/7/2022
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Registered with this firm since 8/31/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/18/2021 - 08/17/2022 | Auburn, MI | |
B | 10/14/2021 - 08/17/2022 | Auburn, MI | |
IA | 09/25/2019 - 10/13/2021 | SAGINAW, MI | |
B | 09/20/2019 - 10/13/2021 | SAGINAW, MI | |
IA | 05/26/2010 - 09/19/2019 | AUBURN HILLS, MI | |
B | 05/01/2002 - 09/19/2019 | AUBURN HILLS, MI | |
B | 10/01/2001 - 04/30/2002 | JERSEY CITY, NJ | |
B | 06/14/2000 - 10/01/2001 | NEW YORK, NY | |
B | 10/07/1999 - 06/14/2000 | ST. CLOUD, MN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.