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ALBERT S TOTO III
AL TOTO III, ALBERT S. TOTO III, ALBERT S. TOTO, ALBERT SEBASTIAN TOTO, ALBY TOTO III…
CRD#: 4029868
IA
B
MORGAN STANLEYCRD#: 149777 105 West View Road
5th Floor
Colchester, VT 05446
5th Floor
Colchester, VT 05446
0
Disclosures
25
Years of Experience
View By:
State Registrations
B
Alabama 10/30/2009
B
Nebraska 2/15/2019
B
Alaska 4/29/2022
B
Nevada 2/15/2019
B
Arizona 5/11/2022
B
New Hampshire 10/30/2009
B
Arkansas 2/15/2019
B
New Jersey 10/30/2009
B
California 10/30/2009
B
New Mexico 2/15/2019
B
Colorado 8/21/2019
B
New York 10/30/2009
B
Connecticut 10/30/2009
B
North Carolina 2/15/2019
B
Delaware 5/11/2022
B
North Dakota 2/15/2019
B
District of Columbia 1/10/2011
B
Ohio 5/27/2022
B
Florida 10/30/2009
B
Oklahoma 5/25/2022
IA
Florida 9/15/2016
B
Oregon 5/25/2022
B
Georgia 12/20/2017
B
Pennsylvania 10/30/2009
B
Hawaii 5/25/2022
B
Puerto Rico 2/15/2019
B
Idaho 5/25/2022
B
Rhode Island 10/30/2009
B
Illinois 2/15/2019
B
South Carolina 12/20/2017
B
Indiana 2/15/2019
B
South Dakota 2/15/2019
B
Iowa 5/25/2022
B
Tennessee 10/2/2020
B
Kansas 5/25/2022
B
Texas 10/30/2009
B
Kentucky 5/25/2022
IA
Texas 2/11/2014
B
Louisiana 5/25/2022
B
Utah 2/15/2019
B
Maine 6/24/2013
B
Vermont 9/18/2013
IA
Maine 6/24/2013
IA
Vermont 4/20/2023
B
Maryland 5/25/2022
B
Virgin Islands 5/25/2022
B
Massachusetts 10/30/2009
B
Virginia 10/30/2009
B
Michigan 5/25/2022
B
Washington 2/15/2019
B
Minnesota 2/15/2019
B
West Virginia 5/25/2022
B
Mississippi 2/15/2019
B
Wisconsin 2/15/2019
B
Missouri 4/29/2022
B
Wyoming 5/25/2022
B
Montana 6/15/2021
SRO Registrations
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B
B
B
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IA
Registered with this firm since 6/24/2013
B
Registered with this firm since 10/30/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/05/2007 - 11/03/2009 | BOSTON, MA | |
B | 01/21/2000 - 11/03/2009 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.