Individual Firm
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JON MARK GREENFIELD
CRD#: 4029415
IA
B
MORGAN STANLEYCRD#: 149777 1550 Market Street
Suite 600
Denver, CO 80202
Suite 600
Denver, CO 80202
0
Disclosures
25
Years of Experience
View By:
State Registrations
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Alabama 6/1/2009
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Montana 11/23/2020
B
Arizona 6/1/2009
B
Nebraska 1/24/2024
B
California 6/1/2009
B
Nevada 6/1/2009
IA
California 6/1/2009
B
New Hampshire 3/26/2020
B
Colorado 6/1/2009
B
New Jersey 12/7/2012
IA
Colorado 7/25/2011
B
New York 6/1/2009
B
Connecticut 6/26/2012
B
North Carolina 4/12/2017
B
Delaware 6/28/2022
B
Oregon 6/1/2009
B
District of Columbia 4/24/2012
B
Pennsylvania 7/6/2012
B
Florida 6/1/2009
B
Tennessee 3/19/2021
B
Georgia 3/27/2013
B
Texas 11/14/2011
B
Hawaii 2/3/2023
IA
Texas 2/11/2014
B
Illinois 6/1/2009
B
Utah 6/1/2009
B
Maryland 10/8/2012
B
Virginia 2/28/2012
B
Massachusetts 7/6/2012
B
Washington 9/12/2017
B
Michigan 6/1/2009
B
Wisconsin 4/4/2025
B
Minnesota 2/8/2021
B
Wyoming 8/21/2014
SRO Registrations
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B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/03/2004 - 06/01/2009 | SAN FRANCISCO, CA | |
B | 05/03/2004 - 06/01/2009 | SAN FRANCISCO, CA | |
IA | 08/18/2003 - 05/05/2004 | SAN FRANCISCO, CA | |
B | 08/18/2003 - 05/05/2004 | BOSTON, MA | |
IA | 03/01/2002 - 08/20/2003 | SAN FRANCISCO, CA | |
B | 12/13/1999 - 08/20/2003 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.