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SUZANNE GARLING SICKEL
SUZANNE G SICKEL
CRD#: 4028833
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 301 UNIVERSITY AVE 2ND FL
PALO ALTO, CA 94301
Registration History
2002200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2011 - Present (13 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2001 - Present (23 years)
License(s)

State Registrations

B
Arizona 2/4/2014

B
Nebraska 2/4/2014

B
California 4/3/2001

B
Nevada 2/4/2014

IA
California 12/23/2011

B
New Hampshire 1/8/2020

B
Colorado 2/4/2014

B
New Mexico 11/4/2020

B
Connecticut 6/8/2021

B
New York 2/4/2014

B
District of Columbia 2/4/2014

B
Oklahoma 6/25/2021

B
Florida 2/4/2014

B
Oregon 2/4/2014

B
Hawaii 2/4/2014

B
Pennsylvania 12/18/2014

IA
Hawaii 4/23/2020

B
South Carolina 2/4/2014

B
Idaho 2/4/2014

B
Tennessee 2/4/2025

B
Illinois 2/4/2014

B
Texas 2/4/2014

B
Indiana 6/18/2018

IA
Texas 2/19/2014

B
Kentucky 2/4/2025

B
Utah 2/4/2014

B
Maryland 2/4/2014

B
Vermont 1/16/2025

B
Massachusetts 2/4/2014

B
Virginia 2/4/2014

B
Minnesota 2/4/2014

B
Washington 2/4/2014

B
Montana 2/4/2014

B
Wisconsin 2/4/2014

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
301 UNIVERSITY AVE 2ND FL, PALO ALTO, CA 94301
PALO ALTO, CA
Registered with this firm since 12/23/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
301 UNIVERSITY AVE 2ND FL, PALO ALTO, CA 94301
PALO ALTO, CA
Registered with this firm since 3/6/2001

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.