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TRACIE MARIE DASILVA
TRACIE M DASILVA, TRACIE M KEELING, TRACIE MARIE KEELING
CRD#: 4028147
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 12830 EL CAMINO REAL
SAN DIEGO, CA 92130
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - Present (14 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2002 - 2009 (6 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)2002 - 2002 (<1 year)BWACHOVIA SECURITIES, INC. (CRD# 19616)2000 - 2002 (2 years)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2005 - 2009 (4 years)
License(s)

State Registrations

B
Alabama 9/24/2014

B
Missouri 10/4/2010

B
Alaska 5/15/2018

B
Montana 6/16/2015

B
Arizona 7/23/2010

B
Nevada 7/23/2010

B
Arkansas 5/7/2018

B
New Jersey 7/29/2010

B
California 7/21/2010

B
New Mexico 7/23/2010

IA
California 7/21/2010

B
New York 7/29/2010

B
Colorado 7/23/2010

B
North Carolina 7/23/2010

B
Connecticut 11/3/2014

B
Ohio 7/23/2010

B
District of Columbia 8/2/2010

B
Oklahoma 1/2/2025

B
Florida 7/23/2010

B
Oregon 7/23/2010

B
Georgia 7/23/2010

B
Pennsylvania 9/24/2014

B
Hawaii 7/23/2010

B
South Carolina 3/12/2019

B
Idaho 7/23/2010

B
South Dakota 11/17/2022

B
Illinois 7/29/2010

B
Tennessee 2/3/2017

B
Indiana 5/10/2019

B
Texas 7/23/2010

B
Iowa 8/16/2018

IA
Texas 7/24/2010

B
Kansas 7/23/2010

B
Utah 1/30/2017

B
Kentucky 6/23/2011

B
Vermont 9/2/2024

B
Maine 5/10/2019

B
Virginia 7/23/2010

B
Maryland 7/29/2010

B
Washington 7/23/2010

B
Massachusetts 7/29/2010

B
Wisconsin 1/9/2019

B
Michigan 7/23/2010

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
12830 EL CAMINO REAL, SAN DIEGO, CA 92130
Registered with this firm since 7/21/2010

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
12830 EL CAMINO REAL, SAN DIEGO, CA 92130
Registered with this firm since 7/21/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/14/2009 - 05/24/2010 WELLS FARGO ADVISORS, LLC (CRD#:19616) SAN DIEGO, CA
B
10/13/2009 - 05/24/2010 WELLS FARGO ADVISORS, LLC (CRD#:19616) SAN DIEGO, CA
IA
02/11/2005 - 10/02/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SAN DIEGO, CA
B
12/13/2002 - 10/02/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SAN DIEGO, CA
B
07/30/2002 - 12/12/2002 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
07/25/2000 - 07/23/2002 WACHOVIA SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.