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Detailed Report
AARON CHARLES SCHMOEKEL
AARON C SCHMOEKEL
CRD#: 4027795
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Investment Adviser
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Previous Broker
EDELMAN FINANCIAL ENGINESCRD#: 104510 712 MAIN STREET
SUITE 202
WOODLAND, CA 95695
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2006 - 2018 (11 years)IAEDELMAN FINANCIAL ENGINES (CRD# 104510)2022 - Present (2 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)1999 - 2006 (7 years)BTHE VARIABLE ANNUITY MARKETING... (CRD# 5081)1999 - 2001 (2 years)IASMART INVESTOR, LLC (CRD# 116587)2018 - 2022 (4 years)IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2001 - 2006 (5 years)
License(s)

State Registrations

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California 7/25/2022
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Texas 7/25/2022
Current Registration(s)
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EDELMAN FINANCIAL ENGINES (CRD#:104510)
712 MAIN STREET SUITE 202, WOODLAND, CA 95695
Registered with this firm since 7/25/2022
Previous Registration(s)
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 02/22/2018 - 08/25/2022 SMART INVESTOR, LLC (CRD#:116587) Woodland, CA
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 12/14/2006 - 02/24/2018 LPL FINANCIAL LLC (CRD#:6413) WOODLAND, CA
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 12/14/2006 - 02/24/2018 LPL FINANCIAL LLC (CRD#:6413) WOODLAND, CA
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 08/06/2001 - 12/15/2006 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) WOODLAND, CA
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 10/07/1999 - 12/15/2006 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) WOODLAND, CA
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 10/07/1999 - 12/31/2001 THE VARIABLE ANNUITY MARKETING COMPANY (CRD#:5081) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.