Individual Firm
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MARCOS ANTONIO MADRIL
MARCOS A MADRIL, Marcos Madril
CRD#: 4027389
IA
B
MONEY CONCEPTS ADVISORY SERVICECRD#: 12963 Scottsdale, AZ
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8/2/2017
Financial
Final
9/26/2008
Customer Dispute
Denied
9/10/2008
Customer Dispute
Settled
State Registrations
B
Arizona 5/11/2018
B
California 5/10/2018
IA
Arizona 5/11/2018
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 5/11/2018
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/21/2014 - 03/21/2018 | TUCSON, AZ | |
B | 12/13/2013 - 08/04/2017 | TUCSON, AZ | |
IA | 02/07/2012 - 12/17/2013 | TUCSON, AZ | |
B | 01/03/2012 - 12/17/2013 | TUCSON, AZ | |
IA | 10/09/2008 - 01/06/2012 | TUCSON, AZ | |
B | 09/26/2008 - 01/06/2012 | TUCSON, AZ | |
IA | 01/09/2007 - 09/26/2008 | TUCSON, AZ | |
B | 01/19/2006 - 09/26/2008 | TUCSON, AZ | |
B | 07/12/2005 - 01/20/2006 | ROCHESTER, NY | |
B | 05/11/2004 - 06/03/2005 | BIRMINGHAM, AL | |
B | 02/16/2000 - 04/29/2004 | ST. LOUIS, MO |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.