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matthew carl miller
MATT CARL MILLER, MATTHEW C MILLER, MATTHEW CARL MILLER, Matt Miller
CRD#: 4026840
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 901 3rd Ave S
Minneapolis, MN 55402-3367
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2004 (1 year)2 FIRMS2004 - 2010 (5 years)2 FIRMS2010 - 2010 (<1 year)2 FIRMS2011 - 2018 (6 years)2 FIRMS2024 - Present (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1999 - 2003 (3 years)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2000 - 2003 (2 years)
License(s)

State Registrations

IA
California 10/29/2024

B
Nevada 1/3/2025

B
California 12/19/2024

B
Washington 1/3/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
901 3rd Ave S, Minneapolis, MN 55402-3367
Santa Rosa, CA
Registered with this firm since 10/29/2024

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
901 3rd Ave S, Minneapolis, MN 55402-3367
Santa Rosa, CA
Registered with this firm since 10/25/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/08/2011 - 03/15/2018 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) Minneapolis, MN
B
08/16/2011 - 03/15/2018 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) Minneapolis, MN
IA
03/08/2010 - 12/02/2010 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) TUCSON, AZ
B
02/12/2010 - 12/02/2010 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) TUCSON, AZ
IA
07/22/2004 - 02/18/2010 RBC CAPITAL MARKETS CORPORATION (CRD#:31194) TUCSON, AZ
B
07/02/2004 - 02/18/2010 RBC CAPITAL MARKETS CORPORATION (CRD#:31194) TUCSON, AZ
IA
08/20/2003 - 07/19/2004 H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979) TUCSON, AZ
B
01/21/2003 - 07/19/2004 H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979) DETROIT, MI
IA
03/06/2000 - 01/22/2003 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) TUCSON, AZ
B
11/18/1999 - 01/22/2003 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.