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Detailed Report
James Raymond Valmonte
JAYME RULLODA VALMONTE
CRD#: 4026623
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Investment Adviser
CAPTRUSTCRD#: 175112 1055 East Colorado Boulevard
Suite 200
Pasadena, CA 91106
Registration History
20062008201020122014201620182020202220242026IACAPTRUST (CRD# 175112)2015 - Present (10 years)IACAPTRUST FINANCIAL ADVISORS OR... (CRD# 126291)2014 - 2015 (<1 year)IABEACON POINTE WEALTH ADVISORS, LLC (CRD# 151328)2013 - 2014 (1 year)IAINDEPENDENT FINANCIAL ADVISORS LLC (CRD# 109404)2006 - 2013 (6 years)
License(s)

State Registrations

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California 4/9/2015
Current Registration(s)
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CAPTRUST (CRD#:175112)
1055 East Colorado Boulevard Suite 200, Pasadena, CA 91106
Registered with this firm since 4/9/2015
Previous Registration(s)
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 07/02/2014 - 04/09/2015 CAPTRUST FINANCIAL ADVISORS OR "CAPTRUST" (CRD#:126291) RIVERSIDE, CA
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 05/07/2013 - 06/20/2014 BEACON POINTE WEALTH ADVISORS, LLC (CRD#:151328) RIVERSIDE, CA
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 10/02/2006 - 04/26/2013 INDEPENDENT FINANCIAL ADVISORS LLC (CRD#:109404) RIVERSIDE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.