Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Jaymie BRIAN Wetzel
CRD#: 4026581
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 Los Angeles, CA
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2009 (5 years)2 FIRMS2009 - Present (15 years)BQUICK & REILLY, INC. (CRD# 11217)2000 - 2004 (3 years)IAQUICK & REILLY, INC. (CRD# 11217)2002 - 2004 (2 years)
License(s)

State Registrations

B
Alabama 4/12/2024
B
Nebraska 4/12/2024
B
Alaska 4/12/2024
B
Nevada 4/12/2024
B
Arizona 4/12/2024
B
New Hampshire 4/12/2024
B
Arkansas 4/12/2024
B
New Jersey 4/12/2024
B
California 10/23/2009
B
New Mexico 4/12/2024
IA
California 10/23/2009
B
New York 4/12/2024
B
Colorado 4/12/2024
B
North Carolina 4/12/2024
B
Connecticut 4/12/2024
B
North Dakota 4/12/2024
B
Delaware 4/12/2024
B
Ohio 4/12/2024
B
District of Columbia 4/12/2024
B
Oklahoma 4/12/2024
B
Florida 4/12/2024
B
Oregon 4/12/2024
B
Georgia 4/12/2024
B
Pennsylvania 4/12/2024
B
Hawaii 8/17/2022
B
Puerto Rico 4/12/2024
B
Idaho 4/12/2024
B
Rhode Island 4/12/2024
B
Illinois 4/12/2024
B
South Carolina 4/12/2024
B
Indiana 4/12/2024
B
South Dakota 4/12/2024
B
Iowa 4/12/2024
B
Tennessee 4/12/2024
B
Kansas 4/12/2024
B
Texas 6/25/2010
B
Kentucky 4/12/2024
IA
Texas 2/26/2013
B
Louisiana 4/12/2024
B
Utah 4/12/2024
B
Maine 4/12/2024
B
Vermont 4/12/2024
B
Maryland 4/12/2024
B
Virgin Islands 4/12/2024
B
Massachusetts 4/12/2024
B
Virginia 4/12/2024
B
Michigan 4/12/2024
B
Washington 4/12/2024
B
Minnesota 4/12/2024
B
West Virginia 4/12/2024
B
Mississippi 4/12/2024
B
Wisconsin 4/12/2024
B
Missouri 4/12/2024
B
Wyoming 4/12/2024
B
Montana 4/12/2024

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
Los Angeles, CA
2049 CENTURY PARK E, LOS ANGELES, CA 90067
Registered with this firm since 10/23/2009
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
Los Angeles, CA
2049 CENTURY PARK E, LOS ANGELES, CA 90067
Registered with this firm since 10/23/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/20/2004 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) LOS ANGELES, CA
B
 10/20/2004 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) WESTLAKE VILLAGE, CA
IA
 08/28/2002 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) CAMBRIDGE, MA
B
 12/01/2000 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.