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DANIEL SHORT
DANIEL AUSTIN SHORT
CRD#: 4025839
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 2649 SOUTH RD
STE 107
POUGHKEEPSIE, NY 12601
Registration History
20002002200420062008201020122014201620182020202220242 FIRMS2022 - Present (2 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2008 - 2022 (14 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1999 - 2008 (8 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2020 - 2022 (1 year)
License(s)

State Registrations

B
California 7/8/2022

B
New York 7/8/2022

B
Connecticut 7/8/2022

IA
New York 7/8/2022

B
Delaware 7/8/2022

B
North Carolina 1/5/2024

B
Florida 7/8/2022

B
Pennsylvania 7/8/2022

B
Illinois 7/13/2022

B
South Carolina 7/8/2022

B
Maryland 7/8/2022

B
Tennessee 7/8/2022

B
Massachusetts 7/8/2022

B
Texas 7/8/2022

B
Minnesota 7/13/2022

IA
Texas 7/11/2022

B
New Hampshire 7/13/2022

B
Virginia 7/8/2022

B
New Jersey 7/8/2022

B
Wisconsin 7/18/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
2649 SOUTH RD STE 107, POUGHKEEPSIE, NY 12601
Registered with this firm since 7/8/2022

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
2649 SOUTH RD STE 107, POUGHKEEPSIE, NY 12601
Registered with this firm since 7/8/2022

Previous Registration(s)
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IA
11/18/2020 - 07/08/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) POUGHKEEPSIE, NY
B
06/04/2008 - 07/08/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) POUGHKEEPSIE, NY
B
10/15/1999 - 06/23/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) POUGHKEEPSIE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.