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STEPHANE FRANCIS LASHER
STEPHANE F LASHER, STEPHANIE F LASHER, STEPHANIE LASHER
CRD#: 4025058
IA
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VOYA FINANCIAL ADVISORS, INC.CRD#: 2882 7000 E GENESEE ST BLDG A
FAYETTEVILLE, NY 13066
FAYETTEVILLE, NY 13066
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Disclosures
25
Years of Experience
View By:
State Registrations
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Arizona 4/3/2014
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New Jersey 1/28/2014
B
California 1/3/2011
B
New York 1/3/2011
B
Colorado 5/26/2021
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New York 5/13/2021
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Connecticut 1/3/2011
B
North Carolina 1/3/2011
B
District of Columbia 1/3/2011
B
Oregon 4/7/2020
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Florida 1/29/2013
B
Pennsylvania 1/3/2011
B
Georgia 10/21/2016
B
South Carolina 10/21/2016
B
Idaho 9/11/2018
B
Tennessee 10/22/2021
B
Illinois 7/2/2018
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Texas 5/10/2021
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Kansas 12/5/2018
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Texas 5/11/2021
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Louisiana 2/5/2021
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Vermont 12/5/2018
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Maryland 10/16/2018
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Virginia 2/6/2018
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Massachusetts 3/28/2011
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Washington 9/26/2016
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Mississippi 1/15/2020
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West Virginia 1/3/2011
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Nevada 5/25/2021
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 1/3/2011
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Registered with this firm since 1/3/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/13/2005 - 01/03/2011 | FAYETTEVILLE, NY | |
B | 03/15/2000 - 01/03/2011 | FAYETTEVILLE, NY | |
B | 11/12/1999 - 02/28/2000 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.