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JONATHAN EMERY HUME
CRD#: 4024603
IA
B
EQUITABLE ADVISORS, LLCCRD#: 6627 5613 DTC PARKWAY
SUITE 600
GREENWOOD VILLAGE, CO 80111
SUITE 600
GREENWOOD VILLAGE, CO 80111
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
Arizona 10/17/2018
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New Jersey 1/24/2025
B
California 12/3/2018
B
New York 12/2/2024
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California 10/29/2021
B
North Carolina 1/6/2023
B
Colorado 12/18/2002
B
North Dakota 1/30/2024
IA
Colorado 6/6/2018
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North Dakota 6/10/2024
B
Florida 2/22/2021
B
Ohio 8/17/2023
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Florida 2/26/2021
B
Tennessee 1/24/2025
B
Georgia 7/21/2022
B
Texas 6/6/2018
B
Idaho 5/21/2019
IA
Texas 6/8/2018
IA
Idaho 5/22/2019
B
Utah 1/7/2021
B
Iowa 5/6/2020
B
Washington 9/25/2020
B
Kansas 9/14/2018
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Washington 9/29/2020
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Kansas 10/15/2018
B
Wisconsin 3/24/2021
B
Kentucky 10/5/2022
B
Wyoming 1/12/2022
B
Michigan 1/30/2024
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Wyoming 1/19/2022
B
New Jersey 1/30/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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Registered with this firm since 6/6/2018
B
Registered with this firm since 12/18/2002
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/18/2002 - 12/10/2002 | HOUSTON, TX | |
B | 01/07/2000 - 07/02/2002 | HOUSTON, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.