Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
MARTIN EDWARD LEE
MARTIN LEE SCHROEDER
CRD#: 4024387
IA
Investment Adviser
B
Previous Broker
CHURCH ORGANIZERS FOUNDATIONCRD#: 284458 MASON, MI
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2002 - 2007 (5 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2010 - 2013 (3 years)IACHURCH ORGANIZERS FOUNDATION (CRD# 284458)2016 - Present (8 years)BLPL FINANCIAL LLC (CRD# 6413)2013 - 2016 (2 years)BUBS PAINEWEBBER INC. (CRD# 8174)1999 - 2002 (2 years)IALPL FINANCIAL LLC (CRD# 6413)2014 - 2016 (2 years)IAUBS PAINEWEBBER INC. (CRD# 8174)2000 - 2002 (2 years)
License(s)

State Registrations

IA
California 7/28/2016
IA
Michigan 7/1/2016
Current Registration(s)
IA
CHURCH ORGANIZERS FOUNDATION (CRD#:284458)
MASON, MI
Registered with this firm since 7/1/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/07/2014 - 06/22/2016 LPL FINANCIAL LLC (CRD#:6413) MASON, MI
B
 12/12/2013 - 06/22/2016 LPL FINANCIAL LLC (CRD#:6413) MASON, MI
IA
 04/13/2010 - 12/23/2013 TRUSTMONT ADVISORY GROUP, INC. (CRD#:106015) GREENSBURG, PA
B
 02/26/2010 - 12/23/2013 TRUSTMONT FINANCIAL GROUP, INC. (CRD#:18312) MASON, MI
IA
 10/29/2007 - 12/08/2009 SPC (CRD#:110692) MASON, MI
B
 10/26/2007 - 12/08/2009 SIGMA FINANCIAL CORPORATION (CRD#:14303) MASON, MI
IA
 09/09/2002 - 11/21/2007 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) RIVERSIDE, CA
B
 09/09/2002 - 11/21/2007 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) RIVERSIDE, CA
IA
 01/24/2000 - 10/01/2002 UBS PAINEWEBBER INC. (CRD#:8174) RIVERSIDE, CA
B
 12/07/1999 - 10/01/2002 UBS PAINEWEBBER INC. (CRD#:8174) WEEHAWKEN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.