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BRIAN KANG LEE
KANG SUK LEE
CRD#: 4023589
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 110 ALLEN ROAD
2ND FLOOR
BASKING RIDGE, NJ 07920
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2019 - 2024 (5 years)2 FIRMS2024 - Present (<1 year)BSECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2015 - 2019 (3 years)BWACHOVIA CAPITAL MARKETS, LLC (CRD# 126292)2005 - 2005 (<1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1999 - 2005 (5 years)IASECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2016 - 2019 (3 years)
License(s)

State Registrations

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New Jersey 11/14/2024

B
New York 11/14/2024

IA
New Jersey 11/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
110 ALLEN ROAD 2ND FLOOR, BASKING RIDGE, NJ 07920
Registered with this firm since 11/14/2024

B
LPL ENTERPRISE, LLC (CRD#:8733)
110 ALLEN ROAD 2ND FLOOR, BASKING RIDGE, NJ 07920
Registered with this firm since 11/14/2024

Previous Registration(s)
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IA
08/21/2019 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) Basking Ridge, NJ
B
08/12/2019 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) Basking Ridge, NJ
IA
02/25/2016 - 06/06/2019 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) PARSIPPANY, NJ
B
11/24/2015 - 06/06/2019 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) PARSIPPANY, NJ
B
06/13/2005 - 12/14/2005 WACHOVIA CAPITAL MARKETS, LLC (CRD#:126292) CHARLOTTE, NC
B
10/19/1999 - 05/06/2005 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.