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Detailed Report
JEFFREY SCOTT THOMAS
CRD#: 4021981
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 90 S 7TH ST 10TH & 11TH FLS
[GE-RBO]
MINNEAPOLIS, MN 55402
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2011 - Present (14 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2000 - 2011 (10 years)BWELLS FARGO BROKERAGE SERVICES... (CRD# 16100)2001 - 2002 (1 year)BWELLS FARGO BROKERAGE SERVICES... (CRD# 16100)1999 - 2000 (1 year)IAWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2004 - 2011 (6 years)
License(s)

State Registrations

B
Alabama 4/2/2025
IA
Minnesota 11/4/2013
B
Alaska 6/8/2021
B
Missouri 5/6/2016
B
Arizona 1/3/2011
B
Montana 1/3/2011
B
California 1/3/2011
B
Nebraska 1/3/2011
IA
California 1/3/2011
B
Nevada 1/14/2019
B
Colorado 8/17/2017
B
New Jersey 4/18/2023
B
Florida 1/3/2011
B
New York 8/1/2018
IA
Florida 3/19/2021
B
North Carolina 1/3/2011
B
Hawaii 7/7/2020
B
Ohio 10/3/2022
B
Illinois 9/13/2023
B
Oregon 8/17/2017
B
Indiana 7/15/2020
B
Pennsylvania 9/14/2018
B
Iowa 10/13/2020
B
South Carolina 5/18/2023
B
Louisiana 12/3/2020
B
Texas 4/14/2023
B
Maryland 4/1/2016
IA
Texas 4/17/2023
B
Massachusetts 12/6/2024
B
Virginia 1/4/2018
B
Michigan 8/16/2023
B
Washington 2/26/2020
B
Minnesota 1/3/2011
B
Wisconsin 1/3/2011

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
90 S 7TH ST 10TH & 11TH FLS [GE-RBO], MINNEAPOLIS, MN 55402
BONITA SPRINGS, FL
Registered with this firm since 1/3/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
90 S 7TH ST 10TH & 11TH FLS [GE-RBO], MINNEAPOLIS, MN 55402
BONITA SPRINGS, FL
Registered with this firm since 1/3/2011
Previous Registration(s)
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IA
 06/23/2004 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) MINNEAPOLIS, MN
B
 12/13/2000 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) MINNEAPOLIS, MN
B
 01/29/2001 - 08/23/2002 WELLS FARGO BROKERAGE SERVICES, L.L.C. (CRD#:16100) MINNEAPOLIS, MN
B
 12/02/1999 - 12/13/2000 WELLS FARGO BROKERAGE SERVICES, L.L.C. (CRD#:16100) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.