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Detailed Report
WILLIAM PATRICK CALLAHAN
BILL CALLAHAN
CRD#: 4020459
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 12020 Sunrise Valley Dr.
Ste. 100
Reston, VA 20191
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 12020 Sunrise Valley Dr.
Ste. 100
Reston, VA 20191
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2004 (1 year)2 FIRMS2004 - 2008 (3 years)2 FIRMS2008 - 2014 (5 years)2 FIRMS2014 - Present (11 years)BMORGAN STANLEY DW INC. (CRD# 7556)1999 - 2003 (3 years)IAMORGAN STANLEY (CRD# 7556)2000 - 2003 (3 years)
Disclosure(s)
View By:
6/9/2009
Customer Dispute
Settled
License(s)

State Registrations

B
Maryland 3/17/2014
IA
Texas 12/17/2020
B
North Carolina 6/26/2017
B
Virginia 3/18/2014
IA
North Carolina 3/26/2020
IA
Virginia 3/10/2021
B
Texas 12/16/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
12020 Sunrise Valley Dr. Ste. 100, Reston, VA 20191
3945-A Market St., Wilmington, NC 28403
Registered with this firm since 3/17/2014
B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
12020 Sunrise Valley Dr. Ste. 100, Reston, VA 20191
3945-A Market St., Wilmington, NC 28403
Registered with this firm since 3/17/2014
Previous Registration(s)
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IA
 06/13/2008 - 03/17/2014 FULCRUM ADVISORY SERVICES, LLC (CRD#:131777) RESTON, VA
B
 06/13/2008 - 03/17/2014 FULCRUM SECURITIES, LLC (CRD#:140084)
FINRA expelled the firm on 03/13/2018
RESTON, VA
IA
 10/20/2004 - 05/28/2008 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) MCLEAN, VA
B
 10/20/2004 - 05/28/2008 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) MCLEAN, VA
IA
 09/03/2003 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) MCLEAN, VA
B
 09/03/2003 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
IA
 02/08/2000 - 09/03/2003 MORGAN STANLEY (CRD#:7556) MCLEAN, VA
B
 11/18/1999 - 09/03/2003 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.