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Detailed Report
KELLEY ELIZABETH HORIGAN
KELLEY E SMITH
CRD#: 4018082
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 4520 Main Street
Kansas City, MO 64111
Registration History
2017201820192020202120222023202420252026IAMORGAN STANLEY (CRD# 149777)2018 - Present (6 years)BMORGAN STANLEY (CRD# 149777)2017 - Present (7 years)
License(s)

State Registrations

B
Alabama 1/15/2019
IA
Missouri 12/20/2018
B
Arizona 1/4/2019
B
Montana 9/21/2022
B
Arkansas 1/4/2019
B
Nebraska 9/21/2020
B
California 1/4/2019
B
Nevada 1/4/2019
B
Colorado 1/4/2019
B
New Hampshire 11/16/2022
B
Connecticut 1/4/2019
B
New Jersey 1/4/2019
B
Delaware 3/20/2023
B
New Mexico 1/4/2019
B
District of Columbia 12/14/2020
B
New York 1/4/2019
B
Florida 1/4/2019
B
North Carolina 1/4/2019
B
Georgia 1/4/2019
B
Ohio 1/7/2019
B
Hawaii 1/4/2019
B
Oklahoma 1/4/2019
B
Idaho 1/4/2019
B
Oregon 3/20/2019
B
Illinois 1/4/2019
B
Pennsylvania 1/4/2019
B
Indiana 1/4/2019
B
Puerto Rico 10/1/2019
B
Iowa 1/4/2019
B
South Carolina 1/4/2019
B
Kansas 1/4/2019
B
South Dakota 12/19/2022
IA
Kansas 2/1/2022
B
Tennessee 1/4/2019
B
Kentucky 1/4/2019
B
Texas 1/4/2019
B
Louisiana 1/4/2019
IA
Texas 3/18/2020
B
Maine 7/12/2019
B
Utah 1/4/2019
B
Maryland 5/14/2024
B
Virginia 1/4/2019
B
Massachusetts 9/25/2019
B
Washington 1/4/2019
B
Michigan 1/4/2019
B
Wisconsin 1/4/2019
B
Minnesota 1/4/2019
B
Wyoming 11/22/2023
B
Missouri 12/20/2018

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
4520 Main Street, Kansas City, MO 64111
Registered with this firm since 12/20/2018
B
MORGAN STANLEY (CRD#:149777)
4520 Main Street, Kansas City, MO 64111
Registered with this firm since 12/20/2017
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.