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GREGORY JAMES MILLER
CRD#: 4017977
IA
B
VOYA FINANCIAL ADVISORS, INC.CRD#: 2882 ONE ORANGE WAY B1S
WINDSOR, CT 06095
WINDSOR, CT 06095
0
Disclosures
25
Years of Experience
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State Registrations
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Alabama 2/16/2021
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Nebraska 1/4/2023
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Alaska 1/4/2023
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Nevada 2/16/2021
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Arizona 1/3/2011
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New Hampshire 1/3/2011
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Arkansas 4/1/2021
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New Jersey 1/3/2011
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California 1/3/2011
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New Mexico 5/17/2019
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Colorado 10/3/2018
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New York 1/3/2011
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Connecticut 1/3/2011
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New York 10/12/2022
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Connecticut 1/3/2011
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North Carolina 1/3/2011
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Delaware 2/16/2021
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North Dakota 1/4/2023
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District of Columbia 8/24/2011
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Ohio 1/27/2021
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Florida 1/3/2011
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Oklahoma 1/4/2023
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Georgia 3/20/2012
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Oregon 1/16/2019
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Hawaii 4/24/2012
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Pennsylvania 3/20/2012
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Idaho 1/4/2023
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Puerto Rico 1/4/2023
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Illinois 1/7/2020
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Rhode Island 1/3/2011
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Indiana 2/16/2021
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South Carolina 3/20/2012
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Iowa 1/3/2022
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South Dakota 10/18/2022
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Kansas 1/27/2021
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Tennessee 1/3/2011
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Kentucky 1/3/2011
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Texas 12/15/2011
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Louisiana 2/16/2021
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Texas 12/16/2011
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Maine 1/3/2011
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Utah 2/16/2021
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Maryland 2/16/2021
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Vermont 1/3/2011
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Massachusetts 1/3/2011
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Virgin Islands 2/16/2021
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Michigan 4/11/2013
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Virginia 1/3/2011
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Minnesota 2/16/2021
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Washington 1/3/2011
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Mississippi 2/16/2021
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West Virginia 1/4/2023
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Missouri 2/16/2021
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Wisconsin 2/16/2021
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Montana 2/16/2021
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Wyoming 1/4/2023
SRO Registrations
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Registered with this firm since 1/3/2011
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Registered with this firm since 1/3/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/07/2009 - 01/03/2011 | N. QUINCY, MA | |
B | 11/19/1999 - 01/03/2011 | N. QUINCY, MA | |
B | 11/19/1999 - 09/25/2000 | HARTFORD, CT |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.